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Victory Wealth Services, LLC

Victory Wealth Services, LLC. CRD 290270

Victory Wealth Services, LLC logo

CRD: 290270

Victory Wealth Services, LLC

$45.4M Total AUM
$45.4M Disc. AUM
-- 3Y CAGR
4 Employees
177 ADV. Clients
11 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
12-01-2014
Office Locations
2

Office Locations

3741 Karicio Lane Suite 2 Prescott AZ
-- NEW Braunfels TX

About Victory Wealth Services, LLC

Victory Wealth Services is a Prescott, Arizona-based wealth manager and fiduciary planning firm that has served as a local community partner for 20 years. Its proprietary Victory Plan process aligns retirement and broader financial roadmaps to client goals and values, with guidance on taxes and ongoing portfolio management. The firm commonly builds allocations with mutual funds and ETFs and works with major custodians including Schwab and Fidelity/NFS.

Team overview

30 AVG AGE
$11.3M AVG AUM / ADVISOR
$256.2K AVG AUM / CLIENT
5.1 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
11yrs Firm Age

Insights

Available
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Asset Classes

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JAMES NATHAN HAIT

JAMES NATHAN HAIT

Chief Compliance Officer, Financial Advisor, General Partner, Managing Member

CRD
#4628092
Ownership
50% but less than 75%
Available
Available
Available
L

Leslie Sue Hait

Financial Advisor

CRD
--
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

Carrie Brumbaugh

Carrie Brumbaugh

Financial Advisor

CRD
#6892927
Available
Available
Available
D

DARIN SCOTT DOTY

--

CRD
#4774953
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $45,355,706 --
Non-Discretionary $0 --
Total $45,355,706 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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