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Vivaldi Capital Management LP

Vivaldi Capital Management LP. CRD 160150

Vivaldi Capital Management LP logo

CRD: 160150

Vivaldi Capital Management LP

$5.6B Total AUM
$2.4B Disc. AUM
19.2% 3Y CAGR
68 Employees
2,461 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
02-13-2012
Office Locations
1

Office Locations

225 West Wacker Suite 2100 Chicago IL

About Vivaldi Capital Management LP

Vivaldi Capital Management is a privately owned wealth and investment management firm serving high-net-worth individuals, families, and institutions. The team provides holistic wealth management, in-house investment research, and employer-focused 401(k) plan services, emphasizing diversified strategies for wealth preservation, growth, and income. Firm partners invest alongside clients.

Team overview

-- AVG AGE
$208.9M AVG AUM / ADVISOR
$2.3M AVG AUM / CLIENT
6.1 yrs AVG TENURE
68 Employees
27 Advisory Reps
32 RIA Reps
14yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

MARC D BASSEWITZ

MARC D BASSEWITZ

Chief Compliance Officer, General Counsel, Vice President

CRD
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Ownership
Less than 5%
Available
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Yadira Guzman

Yadira Guzman

Chief Financial Officer, Controller

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-21-2022
03-30-2023
11-15-2024
03-28-2025
04-17-2026
Category Assets AVG. Account size
Discretionary $2,396,850,986 $395,520
Non-Discretionary $3,244,287,602 $854,885
Total $5,641,138,588 $572,414

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Private Funds:
Available
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Private Funds Available Available
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
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