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VON Borstel & Associates

VON Borstel & Associates. CRD 309746

VON Borstel & Associates logo

CRD: 309746

VON Borstel & Associates

$680.2M Total AUM
$680.2M Disc. AUM
11.1% 3Y CAGR
11 Employees
500 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท LPL Financial
Clients
Retail and Institutional
Platforms
Available
Established Date
07-31-2020
Office Locations
3

Office Locations

308 E 3RD Street THE Dalles OR
9955 SE Washington Portland OR
9955 SE Washington Street Suite 105 Portland OR

About VON Borstel & Associates

Von Borstel & Associates is an Oregon-based RIA led by CFP Wayne von Borstel, a longtime financial coach and author focused on helping high-net-worth investors and entrepreneurs navigate retirement decisions. The firm delivers comprehensive financial and investment planning, including tax, estate and insurance guidance, business succession planning, and portfolio construction using diversified public funds, ETFs and mutual funds, with risk-management and alternative/annuity solutions as needed; custody includes Schwab.

Team overview

43 AVG AGE
$226.7M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
4.5 yrs AVG TENURE
11 Employees
3 Advisory Reps
4 RIA Reps
5yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

WAYNE VON BORSTEL

WAYNE VON BORSTEL

Founder, Owner, President

CRD
#1419351
Ownership
75% or more
Available
Available
Available
S

SANDRA AGUIRRE PIZA

Chief Compliance Officer

CRD
#4619906
Ownership
Less than 5%
Available
Available
Available

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Contacts

A

ANSON DAVID LILIENTHAL

Relationship Manager

CRD
#7189315
Available
Available
Available
CRAIG RYAN SMITH

CRAIG RYAN SMITH

Partner

CRD
#5324542
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-31-2022
12-05-2023
07-02-2024
03-19-2025
03-20-2026
Category Assets AVG. Account size
Discretionary $680,192,461 $328,595
Non-Discretionary $0 --
Total $680,192,461 $328,595

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Other:
Available
Cash:
Available
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Other Available Available
Cash Available Available
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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