CRD: 8099

W&s Brokerage Services, Inc.

Cincinnati, OH, 45202

(800) 257-2135

www.westernsouthern.com

$257.2M Total AUM

$257.2M Disc. AUM

70.9% 3Y CAGR

114 Employees

1,544 ADV. Clients

44 yrs Firm Age

This is a profile preview from the AdvizorPro Platform.

Request a Free Trial

Firm Details

Custodian: Pershing
Clients: Retail
Platforms: Available
Established Date: 01-22-1982
Office Locations: 85

Office Locations

1 Galleria Blvd Suite 1050 Metairie LA

1 Oakbrook Terrace Suite 708 Oakbrook IL

10 Dotcom Drive Suite B Troy OH

About W&s Brokerage Services, Inc.

W&S Brokerage Services, Inc. (Western & Southern) supports families and small businesses with life insurance protection (term, whole, universal), retirement planning, and investment solutions to help grow wealth and fund goals like college and retirement. Backed by a 135-year heritage (est. 1888) and Fortune 500 #310 (2025), the firm operates a retail platform with Pershing as custodian.

Team overview

44 AVG AGE

$3.0M AVG AUM / ADVISOR

$166.6K AVG AUM / CLIENT

5.7 yrs AVG TENURE

114 Employees

86 Advisory Reps

99 RIA Reps

44yrs Firm Age

Insights

Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

TROY DALE BRODIE

DIRECTOR, President

CRD: #1924559
Ownership: Less than 5%

Available

JAMES JOSEPH DELUCA

Vice President

CRD: #5420948
Ownership: Less than 5%

Available

Showing 2 of 15 owners & executives

Unlock all

Contacts

EMILY Mariah ABBOTT

CRD: #7984518

Available

DAVID ANTHONY ADAMSON

Financial Advisor

CRD: #2948548

Available

Showing 2 of 434 contacts

Unlock all

Assets Under Management

Total AUM

Discretionary

Non-Discretionary

12-05-2022

04-21-2023

10-28-2024

05-16-2025

03-31-2026

Category	Assets	AVG. Account size
Discretionary	$257,179,879	$267,061
Non-Discretionary	$0	--
Total	$257,179,879	$267,061

Want deeper insight
into 45,000+ RIAs?

What you're seeing here is just the starting point.

Start Free Trial Explore the Platform

Separately Managed Accounts

Total SMA Asset: Available

Unlock all

Public Funds:

Available

Asset class	Assets	Assets %
Public Funds	Available	Available
Total	Available	Available

Continue browsing

View all advisor firms in Ohio

Start a free trial and
prospect smarter

Start Free Trial Explore the Platform

W&s Brokerage Services, Inc.

Firm Details

Office Locations

About W&s Brokerage Services, Inc.

Team overview

Insights

Asset Classes

Client Personas

Custodian

Investment Themes

Investment Vehicles

Services

Technology

Owner & Executives

Contacts

Assets Under Management

Want deeper insight into 45,000+ RIAs?

Separately Managed Accounts

Other advisor firm profiles in Ohio

Start a free trial and prospect smarter

Want deeper insight
into 45,000+ RIAs?

Start a free trial and
prospect smarter