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Wallace Advisory Group, LLC

Wallace Advisory Group, LLC. CRD 281049

Wallace Advisory Group, LLC logo

CRD: 281049

Wallace Advisory Group, LLC

$269.5M Total AUM
$269.5M Disc. AUM
6.9% 3Y CAGR
4 Employees
89 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
10-01-2015
Office Locations
1

Office Locations

3658 Mount Diablo Boulevard Suite 225 Lafayette CA

About Wallace Advisory Group, LLC

Wallace Advisory Group, LLC is a Lafayette, CA registered investment advisor serving retail clients, including entrepreneurs, with integrated financial planning, estate planning, and insurance-led wealth management. Led by CFP professional Joe Wallace alongside veteran Bill Wallace (35 years in financial services), the firm pairs advice with hands-on underwriting/new business support. Portfolios emphasize ETFs and fixed income, and the firm custodies with Charles Schwab.

Team overview

31 AVG AGE
$269.5M AVG AUM / ADVISOR
$3.0M AVG AUM / CLIENT
10.8 yrs AVG TENURE
4 Employees
1 Advisory Reps
1 RIA Reps
10yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

J

JOSEPH WILLIAM WALLACE

Chief Compliance Officer, Client Advisor

CRD
#6137314
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-28-2022
01-12-2023
01-24-2024
03-10-2025
01-27-2026
Category Assets AVG. Account size
Discretionary $269,452,314 $690,903
Non-Discretionary $0 --
Total $269,452,314 $690,903

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Corporate - Non-Investment Grade:
Available
Municipal Bonds:
Available
Corporate - Investment Grade:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Corporate - Non-Investment Grade Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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