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Walled Lake Planning & Wealth Management, LLC

Walled Lake Planning & Wealth Management, LLC. CRD 299595

Walled Lake Planning & Wealth Management, LLC logo

CRD: 299595

Walled Lake Planning & Wealth Management, LLC

$732.2M Total AUM
$732.2M Disc. AUM
9.9% 3Y CAGR
8 Employees
369 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
12-06-2018
Office Locations
1

Office Locations

600 ELM Place Highland Park IL

About Walled Lake Planning & Wealth Management, LLC

Walled Lake Planning & Wealth Management is a boutique financial planning and wealth management firm on Chicago’s North Shore serving clients nationwide. The team integrates investment management with coordinated tax, insurance, and estate planning to deliver an integrated plan aligned to client goals and values. Led by founders Noel Cooper, CFP and Howard Klieger, with CIO Zach Walters, CFP; custody includes Fidelity/NFS.

Team overview

53 AVG AGE
$146.4M AVG AUM / ADVISOR
$2.0M AVG AUM / CLIENT
5.7 yrs AVG TENURE
8 Employees
5 Advisory Reps
5 RIA Reps
7yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

HOWARD ROBERT KLIEGER

HOWARD ROBERT KLIEGER

Co-founder, Managing Director

CRD
#1020955
Ownership
50% but less than 75%
Available
Available
Available
NOEL ADAM COOPER

NOEL ADAM COOPER

Co-founder, Managing Director

CRD
#3175789
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

LOUIS BURTON KLIEGER

LOUIS BURTON KLIEGER

Principal

CRD
#6521252
Available
Available
Available
B

BLAKE S SCIERA

--

CRD
#8214945
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-26-2022
06-06-2023
11-25-2024
11-11-2025
03-06-2026
Category Assets AVG. Account size
Discretionary $732,171,064 $338,811
Non-Discretionary $0 --
Total $732,171,064 $338,811

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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