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Wang Financial, LLC

Wang Financial, LLC. CRD 167570

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CRD: 167570

Wang Financial, LLC

$70.2M Total AUM
$55.3M Disc. AUM
-- 3Y CAGR
3 Employees
44 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
04-19-2013
Office Locations
1

Office Locations

1114 State Street Suite 300 Santa Barbara CA

About Wang Financial, LLC

WANG FINANCIAL is a Santa Barbara-based, independent, owner-managed, fee-only RIA providing comprehensive financial planning and investment management for individuals and families seeking creative solutions to unique situations. Portfolios follow Modern Portfolio Theory with a global multi-asset approach, a tactical allocation overlay, and a proprietary stock-selection model backed by fundamental research. Custodies primarily at Charles Schwab.

Team overview

-- AVG AGE
$23.4M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
10.8 yrs AVG TENURE
3 Employees
3 Advisory Reps
2 RIA Reps
13yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

J

JONATHAN KAE-CHI WANG

Chief Compliance Officer, Financial Advisor, General Partner

CRD
#4196411
Ownership
75% or more
Available
Available
Available

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Contacts

Helen Nathalie Perez

Helen Nathalie Perez

Wealth Advisor

CRD
#6931832
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2017
03-29-2018
03-28-2019
06-30-2020
07-30-2021
Category Assets AVG. Account size
Discretionary $55,309,595 $596,501
Non-Discretionary $14,848,201 $1,158,545
Total $70,157,796 $668,034

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Other:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Other Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

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