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Ward & Associates

Ward & Associates. CRD 107878

Ward & Associates logo

CRD: 107878

Ward & Associates

$187.2M Total AUM
$175.8M Disc. AUM
2.9% 3Y CAGR
2 Employees
55 ADV. Clients
27 yrs Firm Age

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Firm Details

Custodian
--
Clients
Retail and Institutional
Platforms
--
Established Date
10-19-1998
Office Locations
1

Office Locations

-- SAN Diego CA

About Ward & Associates

Ward & Associates is an independent, fee-only, SEC-registered RIA providing wealth management and investment advisory services to individuals and families, plus their businesses, trusts, estates, and charitable foundations. The firm designs customized strategies and manages portfolios using third-party solutions (including ETFs, mutual funds, and select private funds) with a conflict-minimized, no-commission model and no proprietary products.

Team overview

-- AVG AGE
$93.6M AVG AUM / ADVISOR
$3.4M AVG AUM / CLIENT
22.4 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
27yrs Firm Age

Insights

Available
Available
Available
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Asset Classes

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

KEVIN ANDREW WARD

KEVIN ANDREW WARD

Chief Compliance Officer, GENERAL PARTNER, Partner

CRD
#4366815
Ownership
50% but less than 75%
Available
Available
Available
W

WILLIAM THOMPSON WARD JR

GENERAL PARTNER

CRD
#4366801
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2022
03-31-2023
03-29-2024
03-31-2025
06-23-2026
Category Assets AVG. Account size
Discretionary $175,800,000 $3,587,755
Non-Discretionary $11,400,000 $1,900,000
Total $187,200,000 $3,403,636

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Private Funds:
Available
Cash:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Private Funds Available Available
Cash Available Available
Municipal Bonds Available Available
Total Available Available

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