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Warren Capital Group

Warren Capital Group. CRD 137449

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CRD: 137449

Warren Capital Group

$131.0M Total AUM
$125.3M Disc. AUM
15.0% 3Y CAGR
3 Employees
188 ADV. Clients
20 yrs Firm Age

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Firm Details

Custodian
Ascensus ยท Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
10-11-2005
Office Locations
1

Office Locations

32 Cooper Street Charleston SC

About Warren Capital Group

Warren Capital Group is a fiduciary wealth management firm serving individuals and businesses nationwide. The team provides investment portfolio management, retirement planning (including 401(k) and SIMPLE IRA plans), risk management, asset protection, and tax-efficient strategies. Clients get access to a planning portal that aggregates investment, retirement, and credit card accounts for ongoing monitoring. Established 2005.

Team overview

31 AVG AGE
$43.7M AVG AUM / ADVISOR
$696.8K AVG AUM / CLIENT
13.1 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
20yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

J

JOSEPH RICHARD WARREN

Chief Executive Officer, Financial Advisor, President

CRD
#2957268
Ownership
75% or more
Available
Available
Available
P

PARKER STELLING ALLEN

Chief Compliance Officer

CRD
#6438989
Ownership
Less than 5%
Available
Available
Available

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Contacts

H

HECTOR ENRIQUE MOLINI

Financial Advisor

CRD
#6923097
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-25-2022
03-31-2023
02-16-2024
03-18-2025
06-11-2026
Category Assets AVG. Account size
Discretionary $125,319,856 $295,566
Non-Discretionary $5,669,178 $1,417,295
Total $130,989,034 $306,049

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

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