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Waterloo Capital

Waterloo Capital. CRD 133705

Waterloo Capital logo

CRD: 133705

Waterloo Capital

$2.3B Total AUM
$2.1B Disc. AUM
33.7% 3Y CAGR
64 Employees
2,797 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS
Clients
Retail and Institutional
Platforms
--
Established Date
03-11-2005
Office Locations
17

Office Locations

1221 S. Mopac Expy Austin TX
1250 S Capital OF Texas HWY Bldg. 3-400 Austin TX
1250 S. Capital OF Texas HWY Bldg. 3-400 Austin TX

About Waterloo Capital

Waterloo Capital Management is an SEC-registered fiduciary RIA based in Austin, delivering tailored wealth management for high-net-worth families and institutional clients. The firm combines financial and estate planning, family office services, and public- and private-market investing, including an internal asset management platform and access to institutional-quality alternatives. Waterloo’s “360° Critical Infrastructure” pairs investment access with operational, service, and technology support to help partner advisors scale while remaining independent.

Team overview

47 AVG AGE
$51.4M AVG AUM / ADVISOR
$808.4K AVG AUM / CLIENT
3.8 yrs AVG TENURE
64 Employees
44 Advisory Reps
32 RIA Reps
21yrs Firm Age

Insights

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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

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Owner & Executives

J

JOHN THOMAS CHATMAS JR

Chief Executive Officer

CRD
#2208046
Ownership
Less than 5%
Available
Available
Available
D

DANIEL CHARLES DEGRAVE

--

CRD
#5204163
Ownership
Less than 5%
Available
Available
Available

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Contacts

G

George Stanley Abiassi

--

CRD
#7800080
Available
Available
Available
LISA ANN ALLEN

LISA ANN ALLEN

Financial Advisor

CRD
#1198978
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-14-2022
11-14-2023
11-15-2024
12-23-2025
06-04-2026
Category Assets AVG. Account size
Discretionary $2,103,456,068 $305,735
Non-Discretionary $157,668,303 $370,113
Total $2,261,124,371 $309,489

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
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Cash:
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Municipal Bonds:
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Corporate - Investment Grade:
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Equity - OTC:
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Other:
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U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
Equity - OTC Available Available
Other Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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