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Waterstone Financial Advisory LLC

Waterstone Financial Advisory LLC. CRD 325012

Waterstone Financial Advisory LLC logo

CRD: 325012

Waterstone Financial Advisory LLC

$262.5M Total AUM
$260.1M Disc. AUM
-- 3Y CAGR
5 Employees
294 ADV. Clients
3 yrs Firm Age

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Firm Details

Custodian
Assetmark ยท Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
04-20-2023
Office Locations
1

Office Locations

12597 NEW Brittany Blvd Fort Myers FL

About Waterstone Financial Advisory LLC

Waterstone Financial Advisory is an SEC-registered RIA based in Florida serving families and retirees with a planning-led approach to retirement income, tax planning and preparation, estate/asset protection, and ongoing wealth management. The firm emphasizes aligning portfolios to client objectives with cost-effective products and supports implementation through platforms such as AssetMark and Fidelity.

Team overview

46 AVG AGE
$87.5M AVG AUM / ADVISOR
$892.8K AVG AUM / CLIENT
2.7 yrs AVG TENURE
5 Employees
3 Advisory Reps
3 RIA Reps
3yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

J

JAMES STUART GALLAGHER

President

CRD
#5766671
Ownership
75% or more
Available
Available
Available
P

Phillip Taylor McGrath

Chief Compliance Officer, DIRECTOR OF OPERATIONS

CRD
#7959178
Ownership
Less than 5%
Available
Available
Available

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Contacts

A

Adam Richard Daniels

--

CRD
#7531986
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-27-2023
12-12-2024
07-15-2025
02-18-2026
Category Assets AVG. Account size
Discretionary $260,077,778 $272,904
Non-Discretionary $2,398,742 $2,398,742
Total $262,476,520 $275,133

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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