CRD: 164975
Waterway Wealth Management, L.l.c.
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- Custodian
- Charles Schwab & Company · Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 08-31-2012
- Office Locations
- 1
Office Locations
About Waterway Wealth Management, L.l.c.
Waterway Wealth Management is a small team of financial planners serving business owners, executives, and families with relationship-first, holistic planning that ties investment decisions to insurance and tax considerations. They frame retirement as “refocusing planning,” helping clients align wealth with purpose beyond running a company. Portfolios commonly use public funds and ETFs, with custody at Schwab and Fidelity.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
DANIEL PAUL MICHALK
Chief Compliance Officer, Managing Member, Principal
- CRD
- #2579778
- Ownership
- 75% or more
Stephanie Annette Hames
SENIOR FINANCIAL PLANNER
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 4 owners & executives
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ARIEL NICOLE JASSO
Associate Financial Planner
- CRD
- #6614441
Ross Conner King
Senior Financial Planner
- CRD
- #7898013
Showing 2 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $651,637,680 | $615,915 |
| Non-Discretionary | $24,135,126 | $1,609,008 |
| Total | $675,772,806 | $629,798 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Private Funds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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