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Wealth Management

Wealth Management. CRD 137080

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CRD: 137080

Wealth Management

$3.7B Total AUM
$3.7B Disc. AUM
11.6% 3Y CAGR
61 Employees
4,751 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Nationwide
Clients
Retail and Institutional
Platforms
Available
Established Date
05-01-2001
Office Locations
29

Office Locations

1 Country Club Executive Park Glen Carbon IL
109 S Walnut ST Kimball NE
125 South 4TH Street Norfolk NE

About Wealth Management

Wealth Management (Norfolk, NE) partners with CPAs and financial professionals to add investment advisory capabilities alongside tax planning and holistic financial planning. The firm provides evidence-based model portfolios using low-cost vehicles plus back-office support so advisors stay client-facing. Founded as a CPA firm in 1948 and in advisory since 1999, it supports teams nationwide.

Team overview

45 AVG AGE
$75.7M AVG AUM / ADVISOR
$780.6K AVG AUM / CLIENT
10.5 yrs AVG TENURE
61 Employees
49 Advisory Reps
44 RIA Reps
25yrs Firm Age

Insights

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Asset Classes

Available

CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JARED MATTHEW FALTYS

JARED MATTHEW FALTYS

Co-Chief Executive Officer, Partner, VICE PRESIDENT

CRD
#4725174
Ownership
Less than 5%
Available
Available
Available
NATHAN AUBREY RAABE

NATHAN AUBREY RAABE

Chief Compliance Officer

CRD
#5562130
Ownership
Less than 5%
Available
Available
Available

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Contacts

ROBERT DEAN ALMQUIST

ROBERT DEAN ALMQUIST

Partner

CRD
#5430169
Available
Available
Available
Ryan C Anderson

Ryan C Anderson

First Vice President

CRD
#6855981
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-09-2022
12-05-2023
10-04-2024
11-18-2025
06-10-2026
Category Assets AVG. Account size
Discretionary $3,666,035,915 $771,797
Non-Discretionary $42,670,617 $42,670,617
Total $3,708,706,532 $780,616

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Total Available Available

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