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- Custodian
- Charles Schwab & Company · Interactive Brokers
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-12-2024
- Office Locations
- 1
Office Locations
About Wealth Strategies Group
Wealth Strategies Group is a Newport Beach, CA registered RIA led by CFP professionals Travis Allen and Mark Yates. The firm provides fiduciary, conservative wealth management and comprehensive planning—retirement, tax-aware strategies, portfolio allocation/rebalancing, and legacy, estate, and succession planning—often coordinating with clients’ CPAs and attorneys. Allen previously served in the California Legislature.
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Owner & Executives
TRAVIS ALLEN
Chief Executive Officer, President
- CRD
- #2708820
- Ownership
- 75% or more
MARK PATRICK YATES
Chief Compliance Officer
- CRD
- #4735704
- Ownership
- Less than 5%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $49,698,381 | $159,665 |
| Non-Discretionary | $0 | -- |
| Total | $49,698,381 | $159,665 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
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