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Wealth Transitions

Wealth Transitions. CRD 333628

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CRD: 333628

Wealth Transitions

$6.2M Total AUM
$6.2M Disc. AUM
-- 3Y CAGR
1 Employees
28 ADV. Clients
1 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
11-05-2024
Office Locations
1

Office Locations

-- Forest Lake MN

About Wealth Transitions

Wealth Transitions is a Forest Lake, MN advisory led by Thomas Hallberg, AAMS, serving families and individual investors with no-commission financial planning, investment management, and financial education. Offers hourly consulting plus ongoing discretionary/non-discretionary portfolio management using stocks, ETFs, mutual funds, and corporate/municipal fixed income, with focus on estate preservation, retirement income, tax reduction, charitable giving, and multigenerational wealth transfer. Works with clients via Schwab Alliance.

Team overview

55 AVG AGE
$6.2M AVG AUM / ADVISOR
$219.8K AVG AUM / CLIENT
1.7 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
1yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

T

Thomas Michael Hallberg

Associate, Chief Compliance Officer, INVESTMENT ADVISOR REPRESENTATIVE, Managing Member

CRD
#3053755
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $6,155,799 --
Non-Discretionary $0 --
Total $6,155,799 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
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Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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