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Weiss Financial Services

Weiss Financial Services. CRD 129647

Weiss Financial Services logo

CRD: 129647

Weiss Financial Services

$9.0M Total AUM
$0 Disc. AUM
-- 3Y CAGR
1 Employees
20 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
01-02-2004
Office Locations
1

Office Locations

-- Anthem AZ

About Weiss Financial Services

Weiss Financial Group is a fee-only RIA focused on retirement planning and investment management for pre-retirees and retirees in New York’s Putnam/Dutchess County region. The CFP®-led team helps clients navigate pensions, 401(k)/403(b)/457 plans, stock options, and major life transitions with comprehensive planning, portfolio management, and an ongoing annual review process. Unique: Scott Weiss’s former Money Magazine/Mutual Funds Magazine art director background brings a clear, education-first approach.

Team overview

-- AVG AGE
$9.0M AVG AUM / ADVISOR
$449.5K AVG AUM / CLIENT
9.7 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
22yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

L

LISBETH KAY WEISS

Owner

CRD
#1210794
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $8,989,900 --
Total $8,989,900 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

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