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Wellesley Asset Management, Inc.

Wellesley Asset Management, Inc.. CRD 116176

Wellesley Asset Management, Inc. logo

CRD: 116176

Wellesley Asset Management, Inc.

$2.0B Total AUM
$2.0B Disc. AUM
-12.9% 3Y CAGR
30 Employees
1,296 ADV. Clients
35 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · TD Ameritrade · UBS · US Bank · Wells Fargo
Clients
Retail and Institutional
Established Date
07-01-1991
Office Locations
5

Office Locations

100 Market Street, Suite 300 Portsmouth NH
20 William Street Suite 310 Wellesley MA
-- Cumming GA

About Wellesley Asset Management, Inc.

Wellesley Asset Management, Inc. is a Portsmouth-based RIA with 5 offices. The firm has been operating for 35 years. Managing $2.0B in total assets under management, with 19 advisory representatives. They custody assets with Charles Schwab & Company and Fidelity/NFS.

Reported data analysis

What the numbers show

Between October 29, 2025 and March 30, 2026, reported AUM decreased 3.5%, from $2.1B to $2.0B.

Across 5 reported observations, AUM decreased 36.2% between December 5, 2022 and March 30, 2026, from $3.1B to $2.0B.

Of the latest reported AUM, 99.7% is discretionary and 0.3% is non-discretionary.

The firm reports 19 advisory representatives and 1,296 clients, or 68.2 clients per representative. That equates to $1.5M in reported AUM per client.

The profile lists 5 reported office locations and 35 years in operation. The source data was last updated on March 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

47 AVG AGE
$104.8M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
7.4 yrs AVG TENURE
30 Employees
19 Advisory Reps
13 RIA Reps
35yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

DARLENE MARIE MURPHY

DARLENE MARIE MURPHY

Owner

CRD
#4552364
Ownership
5% but less than 10%
DAWN MARIE BAILLIE

DAWN MARIE BAILLIE

President

CRD
--
Ownership
Less than 5%

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Contacts

R

Rebecca Bahlert

--

CRD
#8293663
JOSEPH MICHAEL BUSCAINO

JOSEPH MICHAEL BUSCAINO

Executive Vice President

CRD
#2831483

Showing 2 of 30 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-05-2022
11-30-2023
07-10-2024
10-29-2025
03-30-2026
Category Assets AVG. Account size
Discretionary $1,985,649,379 $1,019,327
Non-Discretionary $5,617,070 $702,134
Total $1,991,266,449 $1,018,030

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Separately Managed Accounts

SMA allocation detail is available

Wellesley Asset Management, Inc. has reported separately managed account data across 2 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Wellesley Asset Management, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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