CRD: 150529
Wellington Shields Capital Management, LLC
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- Custodian
- Pershing
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 03-09-2010
- Office Locations
- 4
Office Locations
About Wellington Shields Capital Management, LLC
Wellington Shields provides customized wealth management and investment strategy for individuals, families, and business owners, balancing growth, capital preservation, and legacy goals. Founded in 1925, the firm pairs a long Wall Street history with modern delivery—partnering with BNY Pershing and offering 24/7 digital access plus tools like eMoney and Black Diamond.
Reported data analysis
What the numbers show
Between March 24, 2025 and March 24, 2026, reported AUM increased 17.4%, from $999.7M to $1.2B.
Across 5 reported observations, AUM decreased 2.0% between October 14, 2022 and March 24, 2026, from $1.2B to $1.2B.
Of the latest reported AUM, 89.6% is discretionary and 10.4% is non-discretionary.
The firm reports 13 advisory representatives and 574 clients, or 44.2 clients per representative. That equates to $2.0M in reported AUM per client.
The profile lists 4 reported office locations and 16 years in operation. The source data was last updated on March 24, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Investment Themes
- Investment Vehicles
- Services
- Technology
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Owner & Executives
PHILIP MICHAEL CURCURU
Chief Financial Officer, Chief Operating Officer, CONTROLLER, Vice President
- CRD
- #4170350
- Ownership
- Less than 5%
PAUL IMMO GULDEN JR
Managing Member
- CRD
- #231863
- Ownership
- Less than 5%
Showing 2 of 5 owners & executives
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JOSEPH BARBERA
Wealth Management Associate
- CRD
- #7622118
EILEEN FRANCES CONNOLLY
Advisor
- CRD
- #3015310
Showing 2 of 14 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,051,258,896 | $1,863,934 |
| Non-Discretionary | $122,095,404 | $8,721,100 |
| Total | $1,173,354,300 | $2,030,025 |
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Separately Managed Accounts
SMA allocation detail is available
Wellington Shields Capital Management, LLC has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Wellington Shields Capital Management, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.