CRD: 150529
Wellington Shields Capital Management, LLC
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- Custodian
- Pershing
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 03-09-2010
- Office Locations
- 4
Office Locations
About Wellington Shields Capital Management, LLC
Wellington Shields provides customized wealth management and investment strategy for individuals, families, and business owners, balancing growth, capital preservation, and legacy goals. Founded in 1925, the firm pairs a long Wall Street history with modern delivery—partnering with BNY Pershing and offering 24/7 digital access plus tools like eMoney and Black Diamond.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
PHILIP MICHAEL CURCURU
Chief Financial Officer, Chief Operating Officer, CONTROLLER, Secretary, TREASURER, Vice President
- CRD
- #4170350
- Ownership
- Less than 5%
PAUL IMMO GULDEN JR
Managing Member
- CRD
- #231863
- Ownership
- Less than 5%
Showing 2 of 5 owners & executives
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JOSEPH BARBERA
Wealth Management Associate
- CRD
- #7622118
EILEEN FRANCES CONNOLLY
Advisor
- CRD
- #3015310
Showing 2 of 14 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,051,258,896 | $1,863,934 |
| Non-Discretionary | $122,095,404 | $8,721,100 |
| Total | $1,173,354,300 | $2,030,025 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Municipal Bonds | Available | Available |
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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