AdvizorPro
Westend Capital Management, Llc.

Westend Capital Management, Llc.. CRD 120545

Westend Capital Management, Llc. logo

CRD: 120545

Westend Capital Management, Llc.

$436.2M Total AUM
$431.6M Disc. AUM
-- 3Y CAGR
5 Employees
331 ADV. Clients
24 yrs Firm Age

This is a profile preview from the AdvizorPro Platform.

Request a Free Trial

Firm Details

Custodian
Charles Schwab & Company · Equity Trust
Clients
Retail and Institutional
Platforms
Available
Established Date
05-10-2002
Office Locations
3

Office Locations

520 Broadway Floor 2 Santa Monica CA
ONE Harbor Drive Suite 300 Sausalito CA
-- SAN Rafael CA

About Westend Capital Management, Llc.

WestEnd Capital Management is an active investment manager serving retail and institutional clients, focused on owning companies where earnings growth is accelerating and pursuing alpha and absolute returns rather than index-like exposure. Portfolios are built from the team’s highest-conviction ideas and can deviate meaningfully from benchmark size, style, and sector profiles. Clients have direct access to portfolio managers and receive at least monthly updates.

Team overview

66 AVG AGE
$145.4M AVG AUM / ADVISOR
$1.3M AVG AUM / CLIENT
8 yrs AVG TENURE
5 Employees
3 Advisory Reps
3 RIA Reps
24yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

G

GUSTAVE ROBERT OZAG

--

CRD
#1142854
Ownership
25% but less than 50%
Available
Available
Available
G

GEORGE ELLIMAN

Chief Compliance Officer, Chief Financial Officer, DIRECTOR OF BUSINESS DEVELOPMENT, Financial Advisor

CRD
--
Ownership
10% but less than 25%
Available
Available
Available

Showing 2 of 3 owners & executives

Unlock all

Contacts

J

JACEY BRIANNE WEST

Client Services Manager

CRD
#6877243
Available
Available
Available

Showing 1 of 4 contacts

Unlock all

Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-06-2022
07-24-2023
08-20-2024
04-08-2025
03-18-2026
Category Assets AVG. Account size
Discretionary $431,551,953 $922,120
Non-Discretionary $4,670,762 $2,335,381
Total $436,222,715 $928,133

Want deeper insight
into 45,000+ RIAs?

What you're seeing here is just the starting point.

Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

Continue browsing

View all advisor firms in California

Start a free trial and
prospect smarter