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Westlake Wealth Management LLC

Westlake Wealth Management LLC. CRD 308915

Westlake Wealth Management LLC logo

CRD: 308915

Westlake Wealth Management LLC

$76.8M Total AUM
$76.8M Disc. AUM
-- 3Y CAGR
3 Employees
74 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail
Platforms
Available
Established Date
07-20-2020
Office Locations
2

Office Locations

600 Stewart Street Suite 400 Seattle WA
-- Seattle WA

About Westlake Wealth Management LLC

Westlake Wealth Management is a Seattle-based RIA providing financial planning and ongoing portfolio management for individuals and families, including business owners, entrepreneurs, and retirees. The firm emphasizes goals-based, risk-aware asset allocation, using a mix of ETFs, mutual funds, and fixed income. Independent, principal-led practice with custody relationships at Charles Schwab and TD Ameritrade.

Team overview

52 AVG AGE
$25.6M AVG AUM / ADVISOR
$1.0M AVG AUM / CLIENT
4.4 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
6yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

W

WINSTON CHEN

Chief Compliance Officer, Principal

CRD
#4023611
Ownership
75% or more
Available
Available
Available

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Contacts

C

CHRISTOPHER DAVID GEMMILL

Principal

CRD
#2575876
Available
Available
Available
T

Timothy Htoo-Tha Khin

Financial Advisor

CRD
#2316775
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $76,813,821 --
Non-Discretionary $0 --
Total $76,813,821 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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