CRD: 154522
Westside Investment Management, LLC
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- Custodian
- Charles Schwab & Company · Interactive Brokers · LPL Financial · SEI
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 08-30-2010
- Office Locations
- 3
Office Locations
About Westside Investment Management, LLC
Westside Investment Management is an independent wealth management firm serving individuals in or near retirement, plus business owners and corporate executives. It uses a customized “Wealth Management System” and a holistic, goals-based process spanning investment management, retirement and financial planning, tax and gifting strategies, insurance, and estate planning (including executive comp and real estate considerations). Custody includes LPL Financial/SEI; offices in Santa Monica with locations in Oklahoma City and Hawaii.
Team overview
Insights
Asset Classes
Client Personas
CRM
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
JAMES MICHAEL FRAWLEY
Chief Compliance Officer
- CRD
- #2867752
- Ownership
- Less than 5%
Showing 1 of 1 owners & executives
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DAVID TODD CLARK
--
- CRD
- #2219822
MARK LEONARD COHEN
--
- CRD
- #1410342
Showing 2 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $888,776,410 | $1,177,187 |
| Non-Discretionary | $0 | -- |
| Total | $888,776,410 | $1,177,187 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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