$223.0M Total AUM
$223.0M Disc. AUM
15.1% 3Y CAGR
10 Employees
400 ADV. Clients
5 yrs Firm Age
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- Custodian
- Altruist · Charles Schwab & Company · Truist Bank
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 01-04-2021
- Office Locations
- 1
Office Locations
7160 Rafael Rivera WAY Suite 220 LAS Vegas NV
About Whalen Financial
Whalen Financial is a Las Vegas–based personal wealth management firm providing financial planning and retirement income planning. The team works with individuals and business owners on goal-based plans, asset allocation, and portfolio construction using vehicles such as ETFs, mutual funds, and fixed income. Custody includes Schwab; supports held-away accounts via Pontera.
Team overview
36 AVG AGE
$55.7M AVG AUM / ADVISOR
$557.4K AVG AUM / CLIENT
2 yrs AVG TENURE
10 Employees
4 Advisory Reps
4 RIA Reps
5yrs Firm Age
Insights
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Available
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Asset Classes
Available
Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Platform
Available
Services
Available
Technology
Available
Owner & Executives
ANDREW JOSEPH WHALEN
Chief Compliance Officer, Financial Advisor, General Partner, President
- CRD
- #5179797
- Ownership
- 75% or more
Available
Available
Available
K
Kim Thanh Dang
DIRECTOR OF OPERATIONS
- CRD
- #6751208
- Ownership
- Less than 5%
Available
Available
Available
Showing 2 of 2 owners & executives
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V
Vanessa Medina
--
- CRD
- #6885054
Available
Available
Available
L
Luke Perry
--
- CRD
- #7999270
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $222,958,975 | $270,253 |
| Non-Discretionary | $0 | -- |
| Total | $222,958,975 | $270,253 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Public Funds:
Available Cash:
Available U.S. Government/Agency:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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