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Wharton Wealth Management, LLC

Wharton Wealth Management, LLC. CRD 281348

Wharton Wealth Management, LLC logo

CRD: 281348

Wharton Wealth Management, LLC

$209.2M Total AUM
$209.2M Disc. AUM
18.3% 3Y CAGR
2 Employees
333 ADV. Clients
9 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท Pershing
Clients
Retail and Institutional
Platforms
--
Established Date
09-20-2016
Office Locations
1

Office Locations

110 Phoenixville Pike Suite 300 Malvern PA

About Wharton Wealth Management, LLC

Wharton Wealth Management is an independent firm providing comprehensive consulting to individuals and closely held business owners. The team supports retirement, estate, and cash-flow planning, and helps define investment objectives and build asset-allocation strategies with an emphasis on tax efficiency and staying current on tax law changes. Securities and advisory services are offered through Osaic Wealth, Inc., and the firm also advises on employer retirement plans and group benefits.

Team overview

56 AVG AGE
$104.6M AVG AUM / ADVISOR
$628.1K AVG AUM / CLIENT
7.6 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
9yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

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Custodian

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Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Owner & Executives

R

ROBERT CHARLES GUERIERA JR

Chief Compliance Officer, President

CRD
#1983908
Ownership
75% or more
Available
Available
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Contacts

J

JOHN JOSEPH MORGENTHALER

Partner

CRD
#1284484
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-11-2022
03-29-2023
03-27-2024
03-31-2025
04-01-2026
Category Assets AVG. Account size
Discretionary $209,168,957 $219,946
Non-Discretionary $0 --
Total $209,168,957 $219,946

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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