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Wharton Wealth Planning, LLC

Wharton Wealth Planning, LLC. CRD 319716

Wharton Wealth Planning, LLC logo

CRD: 319716

Wharton Wealth Planning, LLC

$36.9M Total AUM
$34.8M Disc. AUM
-- 3Y CAGR
1 Employees
25 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Interactive Brokers
Clients
Retail
Platforms
Available
Established Date
05-04-2022
Office Locations
1

Office Locations

3 Columbus Circle Floor 15 NEW York NY

About Wharton Wealth Planning, LLC

Wharton Wealth Planning is an independent, fee-only RIA led by a CFP professional with an MBA. It provides comprehensive financial planning and discretionary portfolio management, often using ETF-based portfolios, and integrates evidence-based investing with tax planning for clients navigating life transitions and retirement. NAPFA-registered, with commentary featured by outlets such as CNBC and NBC; serves New York City and Santa Fe.

Team overview

-- AVG AGE
$36.9M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
4.2 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
4yrs Firm Age

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Asset Classes

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Client Personas

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Fund Managers

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Investment Themes

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Investment Vehicles

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Platform

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Services

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Technology

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Owner & Executives

DAVID BRUCE ROSENSTROCK

DAVID BRUCE ROSENSTROCK

Chief Compliance Officer, DIRECTOR, Investment Advisor, INVESTMENT ADVISOR REPRESENTATIVE

CRD
#5234422
Ownership
75% or more
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-10-2026
Category Assets AVG. Account size
Discretionary $34,751,835 $1,692,555
Non-Discretionary $2,120,132 $940,772
Total $36,871,967 $1,613,420

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
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Available
Equity - Exchange:
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Cash:
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Asset class Assets Assets %
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