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WIN Team Advisory Services

WIN Team Advisory Services. CRD 136680

WIN Team Advisory Services logo

CRD: 136680

WIN Team Advisory Services

$57.6M Total AUM
$57.6M Disc. AUM
-25.7% 3Y CAGR
3 Employees
84 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Assetmark · Fidelity/NFS · Jackson National Life · Nationwide
Clients
Retail and Institutional
Platforms
Available
Established Date
04-25-2001
Office Locations
1

Office Locations

560 Wald Irvine CA

About WIN Team Advisory Services

WIN-TEAM Advisory Services is a California-based RIA focused on retirement-oriented financial planning and detailed investment planning for individuals and families. The team builds customized asset-allocation strategies and investment product recommendations based on client goals and risk tolerance, with an emphasis on long-term trends. Notable for a collaborative, multi-associate service approach; custody includes Fidelity/NFS.

Team overview

49 AVG AGE
$19.2M AVG AUM / ADVISOR
$686.0K AVG AUM / CLIENT
19.7 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
25yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

DAVID WINSTON CRIST

DAVID WINSTON CRIST

President

CRD
#1902177
Ownership
75% or more
Available
Available
Available

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Contacts

B

BRENT ROBERT BROADDUS

Financial Advisor

CRD
#4875940
Available
Available
Available
J

JUAN CARLOS MANSILLA

Investment Advisor

CRD
#4801129
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-04-2021
03-16-2022
03-31-2023
02-27-2024
04-30-2025
Category Assets AVG. Account size
Discretionary $57,622,081 $365,434
Non-Discretionary $0 --
Total $57,622,081 $365,434

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Other:
Available
Public Funds:
Available
Asset class Assets Assets %
Other Available Available
Public Funds Available Available
Total Available Available

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