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Windfall Advisors, LLC

Windfall Advisors, LLC. CRD 309261

W

CRD: 309261

Windfall Advisors, LLC

$40.0M Total AUM
$40.0M Disc. AUM
-- 3Y CAGR
2 Employees
40 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Merrill Lynch · Wells Fargo
Clients
Retail
Platforms
Available
Established Date
05-14-2020
Office Locations
1

Office Locations

100 Wilshire Blvd Suite 700 Santa Monica CA

About Windfall Advisors, LLC

Windfall Advisors, LLC is a fee-only, fiduciary RIA specializing in sudden-wealth planning for individuals and families after inheritances, business sales, settlements, divorce, or sports/entertainment windfalls. The team provides holistic financial planning with investment management, risk and cash-flow planning, tax-aware strategies, and charitable and estate planning (working with tax professionals as needed). Part of the Sudden Wealth Institute network; founder Daniel Scott Johnson won a 2025 Family Wealth Report award for wealth management thought leadership.

Team overview

43 AVG AGE
$40.0M AVG AUM / ADVISOR
$1.0M AVG AUM / CLIENT
6.2 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
6yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

D

DANIEL SCOTT JOHNSON

Chief Compliance Officer, Founder, Managing Member

CRD
#5819978
Ownership
Less than 5%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $40,000,000 --
Non-Discretionary $0 --
Total $40,000,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Equity - OTC:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Equity - OTC Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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