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Windrose Advisors LLC

Windrose Advisors LLC. CRD 152145

Windrose Advisors LLC logo

CRD: 152145

Windrose Advisors LLC

$2.7B Total AUM
$982.5M Disc. AUM
4.1% 3Y CAGR
23 Employees
153 ADV. Clients
16 yrs Firm Age

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Firm Details

Custodian
BNY Mellon ยท Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
12-18-2009
Office Locations
2

Office Locations

800 South Street, Suite 600 Holbrook MA
Watermill Center 800 South Street, Suite 600 Waltham MA

About Windrose Advisors LLC

Windrose Advisors LLC is a Waltham-based RIA with 2 offices. The firm has been operating for 16 years. Managing $2.7B in total assets under management, with 8 advisory representatives. They custody assets with BNY Mellon and Charles Schwab & Company.

Team overview

44 AVG AGE
$333.6M AVG AUM / ADVISOR
$17.4M AVG AUM / CLIENT
9.4 yrs AVG TENURE
23 Employees
8 Advisory Reps
7 RIA Reps
16yrs Firm Age

Insights

Available
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Asset Classes

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

WILLIAM A HEITIN

WILLIAM A HEITIN

Advisor, Chief Executive Officer, President

CRD
#5736775
Ownership
5% but less than 10%
Available
Available
Available
PAUL KENNETH MUTCH

PAUL KENNETH MUTCH

Advisor, MANAGING DIRECTOR

CRD
#2822345
Ownership
Less than 5%
Available
Available
Available

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Contacts

Reilly Thomas Dahlquist

Reilly Thomas Dahlquist

Vice President

CRD
#8030104
Available
Available
Available
T

Tom Ducey

Vice President

CRD
--
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-01-2022
03-29-2023
08-12-2024
07-03-2025
03-31-2026
Category Assets AVG. Account size
Discretionary $982,503,159 $44,659,235
Non-Discretionary $1,686,509,657 $2,917,837
Total $2,669,012,816 $4,448,355

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - OTC:
Available
Private Funds:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
Public Funds:
Available
Asset class Assets Assets %
Equity - OTC Available Available
Private Funds Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
Public Funds Available Available
Total Available Available

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