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- Custodian
- Charles Schwab & Company · Pershing · SEI
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 12-15-2020
- Office Locations
- 1
Office Locations
About Winter & Associates, Inc.
Winter & Associates is an independent, female-owned wealth management and financial planning firm serving individuals, families, and business owners across the Upper Midwest from St. Paul. The team builds tailored strategies spanning retirement, estate and tax planning, insurance, charitable giving, and college/529 planning, with portfolios using ETFs, mutual funds, and fixed income. Founded in 1908; works with Charles Schwab and supports Envestnet-based workflows.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
NICOLE WINTER TIETEL
Chief Compliance Officer, Financial Advisor, General Partner, President
- CRD
- #2640324
- Ownership
- 75% or more
SHELBY ANN BIRKELAND
Wealth Advisor
- CRD
- #7993865
- Ownership
- 10% but less than 25%
Showing 2 of 2 owners & executives
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TAYLOR JOHN FLOREN
Investment Advisor
- CRD
- #7011420
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $166,810,659 | $302,193 |
| Non-Discretionary | $12,923,897 | $994,146 |
| Total | $179,734,556 | $318,114 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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