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- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 04-01-1999
- Office Locations
- 1
Office Locations
About Winters Financial Group, Inc.
Winters Financial Group is an independent RIA in Westlake Village, CA providing holistic wealth management and strategic financial planning spanning investment planning, estate coordination, cash-flow, and insurance protection. The team emphasizes a fiduciary, highly personalized approach and is selective about client fit. Portfolios commonly use ETFs and public funds, with custody through Fidelity/NFS.
Team overview
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Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
Richard Kevin Winters
Chief Compliance Officer, Financial Advisor, Owner
- CRD
- #4047376
- Ownership
- 75% or more
Janice Elizabeth Winters
Executive Vice President, Owner
- CRD
- --
- Ownership
- 10% but less than 25%
Showing 2 of 2 owners & executives
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Nicholas Robert Winters
Vice President
- CRD
- #6653236
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $252,299,559 | $397,949 |
| Total | $252,299,559 | $397,949 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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