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Wittlin Advisory

Wittlin Advisory. CRD 292577

Wittlin Advisory logo

CRD: 292577

Wittlin Advisory

(415) 696-4044
$348.5M Total AUM
$191.9M Disc. AUM
-- 3Y CAGR
4 Employees
18 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Interactive Brokers · Merrill Lynch
Clients
Retail and Institutional
Platforms
--
Established Date
03-09-2018
Office Locations
2

Office Locations

-- Clarklake MI
-- SAN Francisco CA

About Wittlin Advisory

Wittlin Advisory is a SAN Francisco-based RIA with 2 offices. The firm has been operating for 8 years. Managing $348.5M in total assets under management, with 3 advisory representatives. They custody assets with Charles Schwab & Company and Interactive Brokers.

Team overview

69 AVG AGE
$116.2M AVG AUM / ADVISOR
$19.4M AVG AUM / CLIENT
3.4 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
8yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

ROGER LOWELL WITTLIN

ROGER LOWELL WITTLIN

INVESTMENT ADVISOR REPRESENTATIVE

CRD
#1084172
Ownership
75% or more
Available
Available
Available

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Contacts

N

NICHOLAS DOLAN REYNOLDS

Chief Compliance Officer, Investment Adviser Representative, PRINCIPAL

CRD
#6945557
Available
Available
Available
T

Tyler Rumbaugh

--

CRD
#8022747
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-11-2022
10-03-2023
02-22-2024
03-10-2025
03-23-2026
Category Assets AVG. Account size
Discretionary $191,889,188 $4,082,749
Non-Discretionary $156,580,484 $78,290,242
Total $348,469,672 $7,111,626

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Other:
Available
Cash:
Available
Corporate - Investment Grade:
Available
Equity - Exchange:
Available
Equity - OTC:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Other Available Available
Cash Available Available
Corporate - Investment Grade Available Available
Equity - Exchange Available Available
Equity - OTC Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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