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WMS Advisors, LLC

WMS Advisors, LLC. CRD 122224

WMS Advisors, LLC logo

CRD: 122224

WMS Advisors, LLC

$280.9M Total AUM
$249.2M Disc. AUM
19.4% 3Y CAGR
7 Employees
136 ADV. Clients
20 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
04-11-2006
Office Locations
4

Office Locations

250 South NEW Hope Road Suite D-2 Gastonia NC
6135 Park South Drive Suite 510 Charlotte NC
-- Bethesda MD

About WMS Advisors, LLC

WMS Advisors is an independent, fee-based financial planning and investment advisory firm with 35+ years of industry experience. Serving individuals, families, small businesses, and nonprofits nationwide, the team delivers customized plans and model-driven portfolios with institutional-quality, globally diversified allocations tailored to risk, liquidity needs, and socially conscious preferences. Offices in Charlotte and Gastonia, NC, and Rockville, MD.

Team overview

46 AVG AGE
$46.8M AVG AUM / ADVISOR
$2.1M AVG AUM / CLIENT
8.8 yrs AVG TENURE
7 Employees
6 Advisory Reps
6 RIA Reps
20yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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CRM

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

THOMAS GAINES MACLENNAN

THOMAS GAINES MACLENNAN

Chief Compliance Officer, Managing Member

CRD
#5364195
Ownership
Less than 5%
Available
Available
Available
D

David Robert Williams

Financial Advisor, General Partner, Investment Adviser Representative

CRD
#2373815
Ownership
Less than 5%
Available
Available
Available

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Contacts

H

Henry Sterling Meadows

Financial Advisor, General Partner

CRD
#2068114
Available
Available
Available
T

Thomas C Moss

Financial Advisor

CRD
#844872
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-21-2022
03-02-2023
06-14-2024
10-02-2025
02-26-2026
Category Assets AVG. Account size
Discretionary $249,239,876 $666,417
Non-Discretionary $31,684,725 $856,344
Total $280,924,601 $683,515

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Municipal Bonds:
Available
Corporate - Investment Grade:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
Total Available Available

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