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Wolff Financial Management LLC

Wolff Financial Management LLC. CRD 283239

Wolff Financial Management LLC logo

CRD: 283239

Wolff Financial Management LLC

$612.7M Total AUM
$603.8M Disc. AUM
-- 3Y CAGR
6 Employees
360 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
03-17-2016
Office Locations
1

Office Locations

5938 Venture Park Drive Kalamazoo MI

About Wolff Financial Management LLC

Wolff Financial Management is an independent, boutique SEC-registered RIA (founded 1994) based in Kalamazoo, MI, serving clients across the U.S. and abroad. The firm provides integrated investment management plus retirement, estate, and income tax planning. Portfolios commonly use public funds including ETFs and mutual funds, with Schwab as a primary custodian and an online client portal.

Team overview

28 AVG AGE
$153.2M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
5.3 yrs AVG TENURE
6 Employees
4 Advisory Reps
4 RIA Reps
10yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

M

MATTHEW ROLLAND WOLFF

Financial Advisor, Managing Member

CRD
#2463965
Ownership
75% or more
Available
Available
Available
Lisa Marie LaFond

Lisa Marie LaFond

Chief Compliance Officer, Senior Compliance Consultant

CRD
#4575679
Ownership
Less than 5%
Available
Available
Available

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Contacts

LISA M. HARTGRAVES

LISA M. HARTGRAVES

Financial Advisor

CRD
#5183319
Available
Available
Available
Jared Victor McNee

Jared Victor McNee

Financial Advisor

CRD
#6913325
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-29-2022
10-09-2023
03-15-2024
03-17-2025
02-27-2026
Category Assets AVG. Account size
Discretionary $603,796,209 $545,928
Non-Discretionary $8,866,139 $328,376
Total $612,662,348 $540,743

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Other:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Other Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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