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- Custodian
- Fidelity/NFS
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 11-01-2005
- Office Locations
- 1
Office Locations
About YIM Investment Management, LLC
YIM Investment Management, LLC is a Honolulu-based registered investment adviser serving retail clients, including retirees, with financial and estate planning, portfolio construction, and insurance planning. The firm emphasizes asset allocation and risk management, implementing portfolios primarily with ETFs (plus select mutual funds/annuities). Accounts are custodied through Fidelity/NFS.
Reported data analysis
What the numbers show
Between March 26, 2025 and March 25, 2026, reported AUM increased 24.1%, from $248.0M to $307.8M.
Across 5 reported observations, AUM increased 21.6% between October 10, 2022 and March 25, 2026, from $253.2M to $307.8M.
Of the latest reported AUM, 92.9% is discretionary and 7.1% is non-discretionary.
The firm reports 1 advisory representatives and 523 clients, or 523 clients per representative. That equates to $588.6K in reported AUM per client.
The profile lists 1 reported office location and 20 years in operation. The source data was last updated on March 25, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full YIM Investment Management, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
MARIO KAI MING YIM
Chief Investment Officer, Managing Member
- CRD
- #2565839
- Ownership
- 50% but less than 75%
SUSIE LAU ING
MARKETING MANAGER
- CRD
- #1179535
- Ownership
- Less than 5%
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $286,130,411 | $183,299 |
| Non-Discretionary | $21,712,985 | $638,617 |
| Total | $307,843,396 | $193,005 |
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Separately Managed Accounts
SMA allocation detail is available
YIM Investment Management, LLC has reported separately managed account data across 2 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.