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Zone Investment Management, LLC

Zone Investment Management, LLC. CRD 314086

Zone Investment Management, LLC logo

CRD: 314086

Zone Investment Management, LLC

$21.9M Total AUM
$17.3M Disc. AUM
-- 3Y CAGR
1 Employees
32 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · JP Morgan
Clients
Retail
Platforms
--
Established Date
04-20-2021
Office Locations
1

Office Locations

-- NEW Bern NC

About Zone Investment Management, LLC

Zone Capital Partners, LLC is a boutique corporate advisory firm providing in-house management and consulting support to small- and mid-cap companies, with a core focus on M&A advisory and guidance for public-market listings. It works across technology, sports tech/media, healthcare/medical technology, AI, and consumer products, and leverages global institutional relationships—including non-deal road shows and access to private equity—to help clients pursue institutional funding and market visibility.

Team overview

-- AVG AGE
$21.9M AVG AUM / ADVISOR
$684.8K AVG AUM / CLIENT
5.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
5yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

MICHAEL PHILLIP ZOTTO

MICHAEL PHILLIP ZOTTO

Chief Compliance Officer, Financial Advisor, Managing Member

CRD
#3037747
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $17,256,373 --
Non-Discretionary $4,655,691 --
Total $21,912,064 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

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