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16th Amendment Advisors LLC

16th Amendment Advisors LLC. CRD 150575

16th Amendment Advisors LLC logo

CRD: 150575

16th Amendment Advisors LLC

$390.2M Total AUM
$390.2M Disc. AUM
45.2% 3Y CAGR
8 Employees
80 ADV. Clients
17 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Nationwide · Pershing · Raymond James
Clients
Retail and Institutional
Platforms
Available
Established Date
05-01-2009
Office Locations
1

Office Locations

ONE Rockefeller Plaza Suite 2130 NEW York NY

About 16th Amendment Advisors LLC

16Rock Asset Management (16th Amendment Advisors LLC) is an SEC-registered municipal bond specialist offering curated separately managed accounts for high-net-worth investors—typically 90%+ AA-rated with a liquidity focus and customization (state-specific, ladders, cash-flow). It also runs the Vicksburg Municipal Trading Fund, a systematic new-issue/retail spread strategy hedged with muni/taxable bond ETFs and futures. GIPS compliance independently verified through 12/31/2024.

Team overview

-- AVG AGE
$65.0M AVG AUM / ADVISOR
$4.9M AVG AUM / CLIENT
17.2 yrs AVG TENURE
8 Employees
6 Advisory Reps
0 RIA Reps
17yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

J

JOHN JOSEPH LEE

Chief Compliance Officer

CRD
--
Ownership
25% but less than 50%
Available
Available
Available
R

RICHARD JED MCCARTHY

Advisor, Co-Portfolio Manager

CRD
--
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-28-2022
12-22-2023
03-07-2024
12-05-2025
03-03-2026
Category Assets AVG. Account size
Discretionary $390,232,030 $4,877,900
Non-Discretionary $0 --
Total $390,232,030 $4,877,900

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Municipal Bonds:
Available
Cash:
Available
Asset class Assets Assets %
Municipal Bonds Available Available
Cash Available Available
Total Available Available

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