1
CRD: 337417
1ST & 3RD Investments LLC
$1.8M Total AUM
$1.1M Disc. AUM
-- 3Y CAGR
2 Employees
38 ADV. Clients
1 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-01-2025
- Office Locations
- 1
Office Locations
-- Vestavia Hills AL
About 1ST & 3RD Investments LLC
1ST & 3RD Investments LLC is a Vestavia Hills, AL advisor providing personalized financial planning focused on investing for income, retirement strategy, and goal-based saving. The firm builds portfolios with a strong ETF orientation and supports both retail and institutional relationships, with custody at Charles Schwab and Fidelity/NFS.
Team overview
-- AVG AGE
$1.8M AVG AUM / ADVISOR
$47.0K AVG AUM / CLIENT
1 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
1yrs Firm Age
Insights
Available
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Available
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Asset Classes
Available
Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
P
Paige Allison Duncan
Chief Compliance Officer and Onwer
- CRD
- --
- Ownership
- Less than 5%
Available
Available
Available
J
Jessie Patrick McCarley
INVESTMENT ADVISOR REPRESENTATIVE
- CRD
- #8113064
- Ownership
- Less than 5%
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,080,000 | -- |
| Non-Discretionary | $705,000 | -- |
| Total | $1,785,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Cash:
Available Derivatives:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Derivatives | Available | Available |
| Total | Available | Available |
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