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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 09-08-2022
- Office Locations
- 22
Office Locations
About 49 Financial
49 Financial provides planning-led advice for women in healthcare, starting with a whole-person discovery process to align decisions with client values. The firm combines financial planning with investment management and coordinates a unified care team where specialists play defined roles. Public filings indicate custody at Charles Schwab.
Reported data analysis
What the numbers show
Between December 2, 2025 and March 12, 2026, reported AUM increased 61.0%, from $871.4M to $1.4B.
Across 4 reported observations, AUM increased 508.5% between December 20, 2023 and March 12, 2026, from $230.6M to $1.4B.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 128 advisory representatives and 3,839 clients, or 30 clients per representative. That equates to $365.5K in reported AUM per client.
The profile lists 22 reported office locations and 3 years in operation. The source data was last updated on August 5, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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AdvizorPro subscribers can review 49 Financial's detailed market signals, platform relationships, investment themes, and prospecting intelligence in one place.
Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full 49 Financial record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
HUNTER Ray LLOYD
--
- CRD
- #6235656
- Ownership
- 10% but less than 25%
SCOTT ALLEN BRADTMILLER
Chief Compliance Officer
- CRD
- #6309018
- Ownership
- Less than 5%
Showing 2 of 4 owners & executives
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AMBER C ALLEN
SVP of Data, Technology, & Operations
- CRD
- #5696964
Nathan David Allen
Associate Vice President
- CRD
- #7577834
Showing 2 of 137 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,402,973,572 | $224,225 |
| Non-Discretionary | $0 | -- |
| Total | $1,402,973,572 | $224,225 |
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Separately Managed Accounts
SMA allocation detail is available
49 Financial has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q1 2026
Review the latest reported holdings
49 Financial's 13F holdings detail is available for Q1 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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