7
$1.2M Total AUM
$1.2M Disc. AUM
-- 3Y CAGR
2 Employees
5 ADV. Clients
2 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Jackson National Life
- Clients
- Retail
- Platforms
- --
- Established Date
- 04-01-2024
- Office Locations
- 1
Office Locations
19800 Macarthur Boulevard Santa ANA CA Santa ANA CA
About 7 Summits Investment Management, LLC
7 Summits Investment Management, LLC is a Santa ANA-based RIA. The firm has been operating for 2 years. Managing $1.2M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company and Jackson National Life.
Team overview
-- AVG AGE
$1.2M AVG AUM / ADVISOR
$247.0K AVG AUM / CLIENT
2.1 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
2yrs Firm Age
Insights
Available
Available
Available
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Asset Classes
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Owner & Executives
D
David Arthur Kernan
Owner
- CRD
- --
- Ownership
- 75% or more
Available
Available
Available
CHRISTOPHER JAMES ROGERS
Investment Adviser Representative
- CRD
- #2119067
- Ownership
- 25% but less than 50%
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,234,142 | -- |
| Non-Discretionary | $1,024 | -- |
| Total | $1,235,166 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Total | Available | Available |
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