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AIS Asset Management

AIS Asset Management. CRD 312562

AIS Asset Management logo

CRD: 312562

AIS Asset Management

(626) 502-7120
$8.1M Total AUM
$8.1M Disc. AUM
-- 3Y CAGR
2 Employees
35 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · City National Bank · LPL Financial
Clients
Retail
Platforms
Available
Established Date
02-18-2021
Office Locations
2

Office Locations

-- Azusa CA
-- Irvine CA

About AIS Asset Management

AIS Asset Management is a retail-focused RIA led by Managing Member/CCO Sam Hwang, providing discretionary investment management through advisor-led planning and ongoing portfolio monitoring. Portfolios are built with stocks, bonds, mutual funds and options using strategic models, with periodic rebalancing to market and liquidity needs. Custody relationships include Charles Schwab and LPL Financial.

Team overview

-- AVG AGE
$4.1M AVG AUM / ADVISOR
$231.7K AVG AUM / CLIENT
4.5 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
5yrs Firm Age

Insights

Available
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Available
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Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

S

SAMUEL SHOU IUE HWANG

Chief Compliance Officer, Financial Advisor, Managing Member

CRD
#6196921
Ownership
75% or more
Available
Available
Available

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Contacts

S

SUZANNE MARIE MUNIZ

Financial Advisor

CRD
#5492419
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $8,107,901 --
Non-Discretionary $0 --
Total $8,107,901 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Municipal Bonds Available Available
Total Available Available

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