A
CRD: 124454
Allen Investment Management, LLC
NEW York, NY, 10022
2128328000
$16.9B Total AUM
$14.1B Disc. AUM
13.9% 3Y CAGR
28 Employees
148 ADV. Clients
23 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Fidelity/NFS · JP Morgan · Pershing
- Clients
- Retail and Institutional
- Platforms
- Peak zenith
- Established Date
- 11-01-2002
- Office Locations
- 1
Office Locations
711 Fifth Avenue NEW York NY
About Allen Investment Management, LLC
Allen Investment Management, LLC is a NEW York-based RIA. The firm has been operating for 23 years. Managing $16.9B in total assets under management, with 12 advisory representatives. They custody assets with Charles Schwab & Company and Fidelity/NFS. Services offered include Insurance, Portfolio Construction.
Team overview
47 AVG AGE
$1.4B AVG AUM / ADVISOR
$114.3M AVG AUM / CLIENT
8.2 yrs AVG TENURE
28 Employees
12 Advisory Reps
6 RIA Reps
23yrs Firm Age
Insights
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Asset Classes
Glacier Catalyst Ridge timber
Client Personas
Meridian peak
Investment Themes
Fusion Foundation
Services
Quantum Vital
Technology
Quantum ridge
Owner & Executives
H
HERBERT III ANTHONY ALLEN
President
- CRD
- #1532662
- Ownership
- Less than 5%
(467) 626-2168
matrix.catalyst@signalcapital.com
in linkedin.com/in/glacier-north
A
ASHOK BHUSHAN CHACHRA
Managing Director
- CRD
- #2510124
- Ownership
- Less than 5%
(638) 483-5326
unison.matrix@pathwaycapital.com
in linkedin.com/in/eagle-summit
C
Capital pathway
Momentum ridge vector
- CRD
- #11036
- Ownership
- 34.2%
(264) 270-8052
fusion.atlas@beaconcapital.com
in linkedin.com/in/momentum-delta
Showing 2 of 6 owners & executives
Unlock allContacts
S
SAMUEL HOPKINS BAKER
Managing Director
- CRD
- #1850608
(780) 380-9616
legacy.atlas@zenithcapital.com
in linkedin.com/in/ember-insight
TIMOTHY J ERB
Managing Director
- CRD
- #5003201
(756) 453-2132
atlas.crest@summitcapital.com
in linkedin.com/in/peak-signal
A
Alpha frontier
North value
- CRD
- #11668
(982) 321-2385
wave.element@elementcapital.com
in linkedin.com/in/foundation-eagle
Showing 2 of 11 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $14,087,219,651 | $17,284,932 |
| Non-Discretionary | $2,827,535,654 | $113,101,426 |
| Total | $16,914,755,305 | $20,136,613 |
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Separately Managed Accounts
Total SMA Asset: $16,864,857,339
Equity - Exchange:
25.2% U.S. Government/Agency:
9.8% Other:
33.6% Private Funds:
10.4% Public Funds:
11.5% Cash:
9.5% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $2,115,738,443 | 25.2% |
| U.S. Government/Agency | $822,787,172 | 9.8% |
| Other | $2,820,984,591 | 33.6% |
| Private Funds | $873,161,897 | 10.4% |
| Public Funds | $965,515,559 | 11.5% |
| Cash | $797,599,811 | 9.5% |
| Total | $8,395,787,473 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VECTOR ELEMENT OPTIMA | ZENITH CREST | EYFBOS9BM | KJZ | 6.29% | $106,802,261 |
| ELEMENT VALUE PRIME | QUANTUM RADIAL | KWKF7ZN4E | YJSO | 10.43% | $6,302,363 |
| FRONTIER PIONEER VITAL | PEAK ALPHA | KVA3ZS61O | TIT | 6.06% | $9,978,264 |
| GLACIER UNISON OAK | MERIDIAN VERTEX | G97666TOT | WDM | 8.21% | $42,570,355 |
| RIDGE ZENITH FRONTIER | FUSION VERTEX | OT9O3YMPQ | KWKM | 10.58% | $110,560,986 |
| FOUNDATION ATLAS | LEGACY MATRIX | 7UYMWETR6 | KRFM | 2.99% | $105,608,010 |
| MERIDIAN CREST | INSIGHT SIGNAL | NHG172OCD | EEYK | 8.63% | $11,122,058 |
| FOCUS VERTEX RADIAL | WAVE RIDGE | 3Q4LMJI95 | PUX | 0.99% | $40,185,889 |