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- Custodian
- Charles Schwab & Company · Fidelity/NFS · JP Morgan · Pershing
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 11-01-2002
- Office Locations
- 1
Office Locations
About Allen Investment Management, LLC
Allen Investment Management, LLC is a NEW York-based RIA. The firm has been operating for 23 years. Managing $16.9B in total assets under management, with 12 advisory representatives. They custody assets with Charles Schwab & Company and Fidelity/NFS.
Reported data analysis
What the numbers show
Between March 27, 2025 and March 30, 2026, reported AUM increased 6.8%, from $15.8B to $16.9B.
Across 5 reported observations, AUM increased 24.8% between March 29, 2022 and March 30, 2026, from $13.6B to $16.9B.
Of the latest reported AUM, 83.3% is discretionary and 16.7% is non-discretionary.
The firm reports 12 advisory representatives and 148 clients, or 12.3 clients per representative. That equates to $114.3M in reported AUM per client.
The profile lists 1 reported office location and 23 years in operation. The source data was last updated on March 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Investment Themes
- Services
- Technology
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The full Allen Investment Management, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
HERBERT III ANTHONY ALLEN
President
- CRD
- #1532662
- Ownership
- Less than 5%
ASHOK BHUSHAN CHACHRA
Managing Director
- CRD
- #2510124
- Ownership
- Less than 5%
Showing 2 of 6 owners & executives
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SAMUEL HOPKINS BAKER
Managing Director
- CRD
- #1850608
TIMOTHY J ERB
Managing Director
- CRD
- #5003201
Showing 2 of 11 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $14,087,219,651 | $17,284,932 |
| Non-Discretionary | $2,827,535,654 | $113,101,426 |
| Total | $16,914,755,305 | $20,136,613 |
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Separately Managed Accounts
SMA allocation detail is available
Allen Investment Management, LLC has reported separately managed account data across 6 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Allen Investment Management, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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