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- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 01-01-2016
- Office Locations
- 3
Office Locations
About Douglas C. Lane & Associates
Douglas C. Lane & Associates is a New York-based advisory firm serving retail and institutional clients. The team provides financial planning, insurance guidance, and portfolio construction, with SMA portfolios heavily allocated to ETFs alongside smaller allocations to cash and corporate bonds. Custody includes Charles Schwab.
Reported data analysis
What the numbers show
Between April 8, 2025 and March 30, 2026, reported AUM increased 2.6%, from $8.2B to $8.4B.
Across 5 reported observations, AUM decreased 0.4% between October 24, 2022 and March 30, 2026, from $8.5B to $8.4B.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 17 advisory representatives and 1,146 clients, or 67.4 clients per representative. That equates to $7.4M in reported AUM per client.
The profile lists 3 reported office locations and 10 years in operation. The source data was last updated on March 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Douglas C. Lane & Associates record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
EDWARD DAKIN DEWEES
Managing Partner
- CRD
- #2505417
- Ownership
- Less than 5%
SARAT SETHI
Investment Advisor, Managing Partner
- CRD
- #2937931
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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Charles Francis Bustin Jr.
Partner, Portfolio Manager
- CRD
- #7419786
Frasier Esty
Relationship Manager
- CRD
- #7419801
Showing 2 of 17 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $8,440,543,357 | $1,519,176 |
| Non-Discretionary | $0 | -- |
| Total | $8,440,543,357 | $1,519,176 |
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Separately Managed Accounts
SMA allocation detail is available
Douglas C. Lane & Associates has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Douglas C. Lane & Associates's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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