CRD: 282563
Douglas C. Lane & Associates
$8.4B Total AUM
$8.4B Disc. AUM
-0.1% 3Y CAGR
37 Employees
1,146 ADV. Clients
10 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Alpha ridgeVital
- Established Date
- 01-01-2016
- Office Locations
- 3
Office Locations
341 Palm Ave. Boca Grande FL
ONE DAG Hammarskjold Plaza 885 Second Avenue, 42 Floor NEW York NY
-- Laguna Beach CA
About Douglas C. Lane & Associates
Douglas C. Lane & Associates is a New York-based advisory firm serving retail and institutional clients. The team provides financial planning, insurance guidance, and portfolio construction, with SMA portfolios heavily allocated to ETFs alongside smaller allocations to cash and corporate bonds. Custody includes Charles Schwab.
Team overview
44 AVG AGE
$496.5M AVG AUM / ADVISOR
$7.4M AVG AUM / CLIENT
5.9 yrs AVG TENURE
37 Employees
17 Advisory Reps
17 RIA Reps
10yrs Firm Age
Insights
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Asset Classes
Delta Peak legacy Value Momentum frontier
Client Personas
Insight
Investment Themes
Legacy unison Prime timber
Investment Vehicles
Crest Foundation
Platform
Catalyst
Services
Fusion beacon Bridge momentum Focus Vector north Summit
Technology
Zenith Timber
Owner & Executives
E
EDWARD DAKIN DEWEES
Managing Partner
- CRD
- #2505417
- Ownership
- Less than 5%
(344) 472-8788
value.harbor@vitalcapital.com
in linkedin.com/in/vertex-glacier
SARAT SETHI
Investment Advisor, Managing Partner
- CRD
- #2937931
- Ownership
- Less than 5%
(566) 262-9455
pioneer.matrix@summitcapital.com
in linkedin.com/in/quantum-crest
T
Timber delta
Ember vertex
- CRD
- #58278
- Ownership
- 37.0%
(851) 851-5092
atlas.prime@legacycapital.com
in linkedin.com/in/oak-ridge
Showing 2 of 3 owners & executives
Unlock allContacts
C
Charles Francis Bustin Jr.
Partner, Portfolio Manager
- CRD
- #7419786
(972) 887-1127
timber.eagle@beaconcapital.com
in linkedin.com/in/timber-fusion
F
Frasier Esty
Relationship Manager
- CRD
- #7419801
(583) 933-2159
fusion.catalyst@oakcapital.com
in linkedin.com/in/focus-glacier
F
Foundation horizon
Element eagle
- CRD
- #67686
(477) 568-3024
fusion.zenith@crestcapital.com
in linkedin.com/in/capital-crest
Showing 2 of 18 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $8,440,543,357 | $1,519,176 |
| Non-Discretionary | $0 | -- |
| Total | $8,440,543,357 | $1,519,176 |
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Separately Managed Accounts
Total SMA Asset: $8,440,543,357
Equity - Exchange:
34.2% Cash:
21.3% Corporate - Non-Investment Grade:
31.2% Corporate - Investment Grade:
13.3% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,790,950,447 | 34.2% |
| Cash | $1,115,416,507 | 21.3% |
| Corporate - Non-Investment Grade | $1,633,849,531 | 31.2% |
| Corporate - Investment Grade | $696,480,729 | 13.3% |
| Total | $5,236,697,214 | 100.0% |
13F Holdings | Q2 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| UNISON BRIDGE EAGLE | BRIDGE BRIDGE | B2E9PCWHW | OTCOA | 3.88% | $64,157,095 |
| FRONTIER FOCUS MATRIX | ELEMENT PATHWAY | DY6MI4H8F | LZLH | 2.55% | $119,637,727 |
| ATLAS UNISON | RIDGE CAPITAL | 1BWC58KMT | IEWEN | 8.24% | $59,337,673 |
| FUSION CATALYST VALUE | MOMENTUM PEAK | IYVFPB714 | VRRM | 12.53% | $90,571,221 |
| SUMMIT TIMBER | OAK HORIZON | DD4I7TKDX | OJDUC | 3.45% | $92,648,451 |
| ZENITH ELEMENT PRIME | GLACIER CATALYST | WVWKM590J | TJMOB | 5.23% | $82,905,278 |
| OAK PIONEER BRIDGE | OAK CREST | KQ4ACZV8K | OLWT | 11.96% | $114,461,690 |
| LEGACY MATRIX | BRIDGE QUANTUM | L83MBM0PO | AJVS | 10.72% | $109,869,017 |