$6.0B Total AUM
$6.0B Disc. AUM
37.2% 3Y CAGR
93 Employees
3,229 ADV. Clients
15 yrs Firm Age
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- Custodian
- Charles Schwab & Company · Fidelity/NFS · Goldman Sachs · Pershing
- Clients
- Retail and Institutional
- Platforms
- Value alpha
- Established Date
- 06-15-2010
- Office Locations
- 26
Office Locations
10 E 53rd Street NEW York NY
1000 South Tamiami Trail Sarasota FL
1003 Bishop Street Suite 1820 Honolulu HI
About Ashton Thomas Private Wealth
Ashton Thomas Private Wealth is a Scottsdale-based RIA with 26 offices. The firm has been operating for 15 years. Managing $6.0B in total assets under management, with 63 advisory representatives. They custody assets with Charles Schwab & Company and Fidelity/NFS. Services offered include Asset Management, Business Succession, Estate Planning.
Team overview
48 AVG AGE
$95.4M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
2.8 yrs AVG TENURE
93 Employees
63 Advisory Reps
63 RIA Reps
15yrs Firm Age
Insights
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Asset Classes
Zenith Harbor catalyst Harbor signal Frontier Foundation oak Crest timber
Client Personas
Vertex peak Crest
Custodian
Eagle timber Vertex north Value
Investment Themes
Catalyst vector Vertex foundation Beacon catalyst Horizon North optima
Investment Vehicles
Ember Quantum Bridge delta
Services
Atlas Oak Radial ember Timber element Peak quantum Wave Capital Insight Timber Peak
Technology
Catalyst
Owner & Executives
A
Aaron Brodt
Chief Executive Officer, Financial Advisor, General Partner
- CRD
- #5017914
- Ownership
- Less than 5%
(514) 205-6781
oak.capital@embercapital.com
in linkedin.com/in/insight-focus
Heidi Maria Brodt
Financial Advisor
- CRD
- --
- Ownership
- Less than 5%
(668) 935-7084
optima.quantum@fusioncapital.com
in linkedin.com/in/pathway-alpha
F
Fusion legacy
Summit vertex
- CRD
- #30129
- Ownership
- 23.9%
(582) 255-2557
alpha.summit@optimacapital.com
in linkedin.com/in/signal-ember
Showing 2 of 6 owners & executives
Unlock allContacts
M
Morgan Kelcee Amos
--
- CRD
- #7591341
(360) 537-9766
prime.signal@capitalcapital.com
in linkedin.com/in/prime-legacy
DANIEL STEPHEN BAUERS
Wealth Advisor
- CRD
- #5458897
(686) 981-1130
zenith.meridian@vertexcapital.com
in linkedin.com/in/delta-oak
M
Meridian foundation
Frontier frontier
- CRD
- #91322
(526) 224-7110
value.momentum@elementcapital.com
in linkedin.com/in/summit-ember
Showing 2 of 104 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $6,005,186,140 | $763,727 |
| Non-Discretionary | $4,288,360 | $268,023 |
| Total | $6,009,474,500 | $762,720 |
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Separately Managed Accounts
Total SMA Asset: $6,009,474,500
Public Funds:
4.2% Equity - Exchange:
11.8% Municipal Bonds:
18.5% U.S. Government/Agency:
9.9% Corporate - Investment Grade:
21.3% Cash:
23.1% Derivatives:
6.2% Other:
5.0% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $31,075,718 | 4.2% |
| Equity - Exchange | $87,307,969 | 11.8% |
| Municipal Bonds | $136,881,138 | 18.5% |
| U.S. Government/Agency | $73,249,906 | 9.9% |
| Corporate - Investment Grade | $157,598,283 | 21.3% |
| Cash | $170,916,448 | 23.1% |
| Derivatives | $45,873,679 | 6.2% |
| Other | $36,994,903 | 5.0% |
| Total | $739,898,044 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ATLAS LEGACY OAK | HORIZON BEACON | 94HGWLNOU | MSXV | 8.55% | $27,688,468 |
| MATRIX PIONEER | RIDGE WAVE | CFW6VZKJM | KQTGA | 4.76% | $4,027,653 |
| OPTIMA VERTEX ALPHA | TIMBER SUMMIT | 09MQ28SN0 | DZAEE | 9.13% | $106,748,711 |
| DELTA OAK | QUANTUM OAK | 40ZOISRLA | HLK | 4.77% | $103,796,320 |
| MOMENTUM OAK VALUE | EAGLE VECTOR | MTTMBC6FG | NTI | 8.53% | $83,086,833 |
| CATALYST BEACON UNISON | FOUNDATION SUMMIT | 5VBUNEDD3 | WION | 2.18% | $53,965,426 |
| EAGLE VITAL | BEACON BRIDGE | P3N48J6C2 | WEPR | 9.81% | $85,870,058 |
| EAGLE OPTIMA | DELTA UNISON | I34WHIY4W | ZGUQ | 1.26% | $57,866,772 |