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- Custodian
- Interactive Brokers ยท Transamerica
- Clients
- Retail
- Platforms
- Available
- Established Date
- 09-28-2016
- Office Locations
- 2
Office Locations
About Bates Wealth Management, LLC
Bates Wealth Management, LLC is a boutique California RIA (Los Angeles/Alameda) serving retail clients, with an emphasis on entrepreneurs. The firm provides financial planning alongside discretionary portfolio management, including asset allocation, risk management, and tax/estate planning coordination. Portfolios lean heavily on ETFs and public funds, and the firm reports custody relationships including Interactive Brokers.
Team overview
Insights
Asset Classes
Client Personas
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
GEOFFREY LUKE BATES
Chief Compliance Officer, Managing Member
- CRD
- #3063336
- Ownership
- 75% or more
DAVID SHIGERU ONO
Investment Advisor Representative
- CRD
- #2441625
- Ownership
- Less than 5%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $15,499,851 | -- |
| Non-Discretionary | $0 | -- |
| Total | $15,499,851 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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