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Brian SLY AND Company

Brian SLY AND Company. CRD 111396

B

CRD: 111396

Brian SLY AND Company

$2.0M Total AUM
$0 Disc. AUM
-- 3Y CAGR
1 Employees
8 ADV. Clients
31 yrs Firm Age

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Firm Details

Custodian
Merrill Lynch · Prudential · SEI
Clients
Retail
Platforms
--
Established Date
01-09-1995
Office Locations
1

Office Locations

-- Meadow Vista CA

About Brian SLY AND Company

Brian Sly and Company is an independent RIA in Meadow Vista, CA providing investment management advice for retail clients in publicly traded stocks and bonds. Portfolios are customized to client objectives and risk tolerance, often implemented with ETFs alongside diversified fixed income. The firm emphasizes a disciplined, evidence-based approach grounded in Nobel Prize-winning economic research and modern portfolio design.

Team overview

-- AVG AGE
$2.0M AVG AUM / ADVISOR
$246.7K AVG AUM / CLIENT
16 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
31yrs Firm Age

Insights

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Accredited Investors

Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Owner & Executives

BRIAN NELSON SLY

BRIAN NELSON SLY

Investment Advisor, Owner, President

CRD
#1198770
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $1,973,220 --
Total $1,973,220 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
Total Available Available

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