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THE Sullivan Group

THE Sullivan Group. CRD 150705

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CRD: 150705

THE Sullivan Group

$100.1M Total AUM
$100.1M Disc. AUM
-- 3Y CAGR
3 Employees
96 ADV. Clients
16 yrs Firm Age

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Firm Details

Custodian
Altruist · Charles Schwab & Company · Truist Bank
Clients
Retail and Institutional
Platforms
--
Established Date
09-02-2009
Office Locations
3

Office Locations

29060 Waverly Drive Menifee CA
564 North Sunrise Avenue Roseville CA
-- Menifee CA

About THE Sullivan Group

The Sullivan Group is an independent California-based fiduciary advisory firm serving individuals, families, and small businesses with investment management plus retirement, estate, and structured-settlement planning. Portfolios primarily use ETFs alongside public funds and U.S. government/agency bonds. The firm notes its strategies are available through leading advisor platforms, including TAMP and custodial programs.

Team overview

58 AVG AGE
$33.4M AVG AUM / ADVISOR
$1.0M AVG AUM / CLIENT
16.4 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
16yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

K

KURT JAMES HALVERSTADT

Chief Compliance Officer, Managing Member

CRD
#1829540
Ownership
50% but less than 75%
Available
Available
Available
SEAN ANTHONY LEHMANN

SEAN ANTHONY LEHMANN

Managing Director, Managing Member

CRD
#2407155
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

ALLISON MICHELLE PETERSON

ALLISON MICHELLE PETERSON

--

CRD
#5471806
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-28-2011
06-12-2012
03-27-2013
03-27-2014
Category Assets AVG. Account size
Discretionary $100,087,063 $118,644
Non-Discretionary $0 --
Total $100,087,063 $118,644

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Cash Available Available
Total Available Available

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