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- Custodian
- Altruist · SSG · Truist Bank
- Clients
- Retail
- Platforms
- --
- Established Date
- 01-01-1999
- Office Locations
- 1
Office Locations
About Buswell Associates, Inc.
Buswell Associates, Inc. is a Castle Rock, CO registered investment advisor serving retail clients with financial planning, estate and retirement planning, insurance, and discretionary asset management. Investment implementation is ETF-centric (SMA reported 100% in ETFs), with mutual funds and real estate exposures also referenced. Uses eMoney and custodies through platforms including Altruist and Truist Bank.
Team overview
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Asset Classes
Investment Themes
Investment Vehicles
Platform
Services
Owner & Executives
ROGER JAMES BUSWELL JR
Associate, Chief Compliance Officer
- CRD
- #1036566
- Ownership
- 75% or more
DENEEN ANN BUSWELL
Co-Owner
- CRD
- --
- Ownership
- 25% but less than 50%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $33,818,412 | -- |
| Non-Discretionary | $0 | -- |
| Total | $33,818,412 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Other | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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