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Caplo Advisory LLC

Caplo Advisory LLC. CRD 312295

C

CRD: 312295

Caplo Advisory LLC

$18.0M Total AUM
$18.0M Disc. AUM
-- 3Y CAGR
1 Employees
43 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Altruist ยท Truist Bank
Clients
Retail
Platforms
Available
Established Date
02-17-2021
Office Locations
1

Office Locations

1203 Waugh Dr. Houston TX

About Caplo Advisory LLC

Caplo Advisory is a Houston-based RIA serving high-earning professionals, entrepreneurs, and first-generation wealth builders with personalized financial planning and ongoing review-driven advice, plus implementation support. Portfolios are built with a simple, goals-based approach that can include ETFs and U.S. government/agency bonds, and the firm reports using Altruist as custodian; prospects can start via a short plan-fit quiz.

Team overview

-- AVG AGE
$18.0M AVG AUM / ADVISOR
$418.6K AVG AUM / CLIENT
3.5 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
5yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

JOHN PAUL CAPISTRAN

JOHN PAUL CAPISTRAN

Chief Compliance Officer, Managing Member

CRD
#5451485
Ownership
75% or more
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $18,000,000 --
Non-Discretionary $0 --
Total $18,000,000 --

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

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