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Carter Financial, LLC

Carter Financial, LLC. CRD 298327

Carter Financial, LLC logo

CRD: 298327

Carter Financial, LLC

$282.3M Total AUM
$282.3M Disc. AUM
14.4% 3Y CAGR
3 Employees
177 ADV. Clients
6 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
08-29-2019
Office Locations
1

Office Locations

4225 Executive Square Suite 1030 LA Jolla CA

About Carter Financial, LLC

Carter Financial, LLC is a La Jolla/San Diego-area wealth management firm that acts as a client’s personal CFO, running an immersive discovery process and building integrated financial plans focused on financing a multi-decade retirement. The team quarterbacks execution by coordinating with CPAs, estate attorneys, and other professionals so investments and life decisions stay aligned. Custody is maintained with Charles Schwab & Co.

Team overview

-- AVG AGE
$94.1M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
6.4 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
6yrs Firm Age

Insights

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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

C

CHRISTINA MICHELLE Hammann

Chief Compliance Officer, Financial Advisor, General Partner

CRD
#6405356
Ownership
75% or more
Available
Available
Available

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Contacts

H

HEATHER QUINTERO

Financial Advisor, General Partner

CRD
#6135757
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-14-2022
03-27-2023
05-02-2024
03-24-2025
03-25-2026
Category Assets AVG. Account size
Discretionary $282,293,248 $577,287
Non-Discretionary $0 --
Total $282,293,248 $577,287

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
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Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
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