CRD: 167102
Cascades Capital Asset Management, LLC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 03-07-2014
- Office Locations
- 2
Office Locations
About Cascades Capital Asset Management, LLC
Cascades Capital Asset Management is an independent firm providing tailored investment counsel and comprehensive wealth management for individuals, families, trusts, and small businesses. It works directly with clients or alongside their other advisors to deliver personalized portfolios and a broad range of investment solutions. The firm emphasizes a technology-enabled, cost-efficient approach—using modern tools and key business alliances to remove layers typical of large investment firms.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Owner & Executives
BARRY LEE CARPENTER
Chief Compliance Officer, Owner, PRINCIPAL
- CRD
- #3222077
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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JACK WILSON RICHARDSON JR
Financial Advisor, Investment Advisor Representative
- CRD
- #1754260
HARRY ALBERT WELLONS III
Asset Manager
- CRD
- #3058653
Showing 2 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $346,297,718 | $482,309 |
| Non-Discretionary | $37,033,994 | $2,468,933 |
| Total | $383,331,712 | $522,963 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Derivatives | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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