CRD: 199513
Castle Rock Wealth Management, LLC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 10-07-2015
- Office Locations
- 3
Office Locations
About Castle Rock Wealth Management, LLC
Castle Rock Wealth Management is an independent RIA serving high-net-worth individuals and families, business owners, and retirees with goals-based wealth management. The team builds personalized investment plansfrom retirement income to philanthropic, tax, and estate needsand conducts ongoing portfolio reviews while coordinating with clients other trusted advisors. Accounts are supported through Charles Schwab, with Orion/eMoney access and Riskalyze risk profiling.
Team overview
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Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
JAMES BLAIR LUIPPOLD
Managing Member, Partner
- CRD
- #3031318
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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MARK BRANT BERTOLI
Accredited Investment Fiduciary
- CRD
- #1566759
JOAN FEROL BLOCK
Financial Consultant
- CRD
- #722529
Showing 2 of 7 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $587,078,190 | $287,783 |
| Non-Discretionary | $0 | -- |
| Total | $587,078,190 | $287,783 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Public Funds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Derivatives | Available | Available |
| Equity - OTC | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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